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  • Financial advisor agrees to 2 and 1/2-year state suspension
    Financial Advisor

    Financial advisor agrees to 2 and 1/2-year state suspension

    February 15, 2023 /

    Lawyer Normal Kathy Jennings previous week declared a suspension and fines from a Wilmington-location fiscal adviser. Robert Brandon Prettyman and the Investor Safety Device, a aspect of the Delaware Office of Justice that regulates the registration and perform of securities firms and specialists in the state, reached a joint settlement. In accordance to the settlement, Prettyman, president of Summit Wealth Advisors, will spend $60,000 in costs and penalties, and serve a two-and-a-50 percent-yr suspension from registration in Delaware. The Unit initiated the administrative issue in opposition to Prettyman in December 2021, alleging that, among other items, he had misrepresented in a sworn statement to the device the rationale a previous…

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    Reynaldo Jackson Comments Off on Financial advisor agrees to 2 and 1/2-year state suspension

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